Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Austin Walne is a registered representative with Fnex Capital, LLC. James is licensed in California, New York, and Texas. James has passed the Series 62, Series 63, and SIE exams and is qualified to advise clients on securities. James has been in the industry since 2015. James has been with Fnex Capital, LLC since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
04/22/2015 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
IA
Issued 01/04/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2015
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure James Walne is the right advisor for you? Invested Better is here to help.
