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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Austin Marquis is a financial advisor who has been in the industry since 2006. James Austin Marquis is currently registered with First Citizens Investor Services, Inc. in Beaufort, South Carolina. Previously, James Austin Marquis worked with AIG Capital Services, Inc., Prudential Annuities Distributors, Inc, and Sun Life Financial Distributors, Inc. James Austin Marquis holds the Series 6, Series 63, and SIE licenses. James Austin Marquis has a total of 2 approved registrations. James Austin Marquis specializes in the areas of portfolio management for individuals and businesses, selection of other advisors, and financial planning. James Austin Marquis is experienced in working with individuals, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
03/31/2020 - Present
First Citizens Investor Services, Inc. (Beaufort SC)
NJ
01/07/2013 - 11/12/2018
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
07/27/2007 - 01/07/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
MA
05/17/2005 - 07/19/2007
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 06/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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