Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Duke is a financial advisor at Arbor Point Advisors. He has been in the industry since 2011 and is registered in 12 states. James holds the Series 7 and Series 66 licenses, as well as the Securities Industry Essentials (SIE) exam. James specializes in working with high-net-worth individuals, corporations, and charitable organizations. He offers a variety of financial planning services, including retirement planning, college savings, and estate planning. James is also a licensed insurance agent and can help you with your insurance needs. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
04/19/2022 - Present
Arbor Point Advisors (AMERICAN FORK UT)
UT
04/18/2022 - 06/14/2024
SECURITIES AMERICA, INC. (AMERICAN FORK UT)
UT
12/11/2017 - 04/19/2022
EDWARD JONES (SALT LAKE CITY UT)
UT
10/12/2012 - 12/11/2017
SAGEPOINT FINANCIAL, INC. (OREM UT)
UT
07/26/2011 - 10/05/2012
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
BOTH
Issued 12/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Duke is the right advisor for you? Invested Better is here to help.
