Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Austin Diamond is a financial advisor who is registered with the state of District of Columbia and New York. James Diamond currently works at DC Advisory. James Austin Diamond has been a financial advisor since December 19, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
12/20/2021 - Present
DC Advisory (Washington DC DC)
BC
Issued 01/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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