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James Austin Dailey

Lincoln International LLC

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About James Austin Dailey

James Austin Dailey is a financial advisor who has been active in the industry since July 17, 2016. James is currently registered with Lincoln International LLC and is licensed to provide financial advice in California, Illinois, New York, and Texas. James holds the Series 63, SIE and Series 79 licenses. James has been with Lincoln International LLC since July 18, 2016.

Firm Information

James Dailey is currently registered with Lincoln International LLC. Lincoln International LLC is a Limited Liability Company that was formed on March 28, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has also received approval for its registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Dailey’s Registration & Firm History

CA

07/18/2016 - Present

Lincoln International LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 07/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Austin Dailey.
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