Unclaimed
James Austin Dailey is a financial advisor who has been active in the industry since July 17, 2016. James is currently registered with Lincoln International LLC and is licensed to provide financial advice in California, Illinois, New York, and Texas. James holds the Series 63, SIE and Series 79 licenses. James has been with Lincoln International LLC since July 18, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/18/2016 - Present
Lincoln International LLC (LOS ANGELES CA)
BC
Issued 07/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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