Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Austin is a licensed financial advisor with over 10 years of experience in the financial services industry. He is currently registered with J.p. Morgan Securities LLC and has previously worked at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC. James has a strong track record of success in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. He is a specialist in investment banking and has a deep understanding of the financial markets. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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NY
02/05/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CA
09/18/2018 - 11/01/2018
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
TX
08/14/2017 - 08/21/2018
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BC
Issued 08/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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