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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Augusta Taylor is a financial advisor with Main Management, LLC. James has been in the financial services industry for over 25 years and has a wide range of experience in providing investment advice to individuals, families, and businesses. James is a registered Investment Advisor Representative in Kentucky. James specializes in providing financial planning, portfolio management, and investment advice to individuals and families. James also provides financial planning and investment advice to charitable organizations and pension and profit-sharing plans. James holds the Series 63, Series 65, Series 7, Series 9, and Series 10 licenses. James is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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KY
05/21/2019 - Present
Main Management, LLC (Edgewood KY)
NE
03/28/2022 - 06/30/2022
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MD
07/10/2019 - 03/18/2022
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
OH
08/30/2013 - 05/20/2014
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
KY
08/26/2011 - 04/30/2013
SCOTTRADE, INC. (FLORENCE KY)
OH
12/15/2010 - 08/19/2011
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
10/26/2007 - 02/18/2009
TRIAD ADVISORS, INC. (CINCINNATI OH)
NJ
05/19/2005 - 01/18/2006
ADP BROKER-DEALER, INC. (ROSELAND NJ)
AZ
05/03/2004 - 05/11/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
PA
08/10/2001 - 05/30/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
RI
01/26/2001 - 07/31/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/26/2001 - 01/26/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/02/1997 - 01/26/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/26/1996 - 09/02/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 08/19/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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