Unclaimed
James Cook is a financial advisor who has been working in the industry since 1996. James has experience in financial planning, portfolio management, and investment advisory services. Currently, James is registered with TJT Capital Group, LLC in Connecticut and Texas. Prior to joining TJT Capital Group, LLC, James has worked with various financial institutions. James is a Certified Financial Planner and holds Series 6, 63 and 65 licenses. James Cook is a valuable asset to his clients and has a strong reputation in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
12/15/2009 - Present
TJT Capital Group, LLC (STAMFORD CT)
CT
08/09/2011 - 11/22/2011
LEIGH BALDWIN & CO., LLC (STAMFORD CT)
VA
10/23/2007 - 08/06/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
01/31/2003 - 10/23/2007
GENWORTH FINANCIAL SECURITIES CORPORATION (STAMFORD CT)
AZ
07/16/2001 - 02/05/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
09/18/1997 - 11/17/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/18/1997 - 11/17/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
07/02/1996 - 07/25/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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