Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ashley Renfroe is an investment advisor representative with Marcum Wealth, LLC. James has been in the industry since 2006. James has a Series 66, Series 7 and Series 24 license. The individual specializes in providing financial planning and investment advice to high-net-worth individuals, corporations and charitable organizations. James also has experience providing portfolio management services for pension and profit-sharing plans. James previously worked at LPL Financial LLC, Principal Securities, Inc., Cetera Investment Services LLC, BBVA Securities Inc., Fidelity Brokerage Services LLC, ING Financial Partners, Inc., Diversified Investors Securities Corp., BancorpSouth Investment Services, Inc., Princor Financial Services Corporation and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/18/2024 - Present
Marcum Wealth, LLC (CLEVELAND OH)
FL
06/28/2022 - 03/14/2024
LPL FINANCIAL LLC (DESTIN FL)
AL
06/27/2018 - 05/10/2022
PRINCIPAL SECURITIES, INC. (BIRMINGHAM AL)
AL
01/05/2018 - 06/04/2018
CETERA INVESTMENT SERVICES LLC (BIRMINGHAM AL)
AL
08/21/2014 - 11/01/2017
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
02/19/2013 - 07/21/2014
FIDELITY BROKERAGE SERVICES LLC (BIRMINGHAM AL)
AL
04/30/2012 - 02/11/2013
ING FINANCIAL PARTNERS, INC. (PELHAM AL)
NY
04/11/2011 - 04/30/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
AL
09/30/2009 - 03/18/2011
BANCORPSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
07/30/2007 - 06/18/2009
PRINCOR FINANCIAL SERVICES CORPORATION (BIRMINGHAM AL)
AL
09/19/2006 - 04/12/2007
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
BOTH
Issued 10/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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