Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arvin Groff is a financial advisor who has been in the industry since 1986. James is currently registered with Centaurus Financial, Inc. and is located in Glendale, Arizona. James also has experience with Ameritas Investment Corp., CCF INVESTMENTS, INC., ARQUE CAPITAL, LTD., FOX & COMPANY INVESTMENTS INC., ARGUS EQUITIES CORP., INC., LA SALLE ST. SECURITIES, INC., E. F. HUTTON & COMPANY INC, and INTEGRATED RESOURCES EQUITY CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
07/10/2017 - Present
Centaurus Financial, Inc. (GLENDALE AZ)
AZ
06/21/2017 - 07/31/2017
AMERITAS INVESTMENT CORP. (GLENDALE AZ)
AZ
11/13/2012 - 06/21/2017
CCF INVESTMENTS, INC. (GLENDALE AZ)
AZ
12/03/2008 - 08/10/2010
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
10/25/1988 - 12/04/2008
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
NA
12/08/1986 - 10/12/1988
ARGUS EQUITIES CORP., INC.
NA
08/05/1985 - 12/19/1986
LA SALLE ST. SECURITIES, INC.
NA
02/19/1985 - 07/08/1985
E. F. HUTTON & COMPANY INC
NA
07/31/1984 - 02/28/1985
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 05/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/25/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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