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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Whisman is a financial advisor with Cetera Investment Advisers LLC. James has been in the industry since 2003. James offers a range of services including financial planning, portfolio management for individuals and businesses, and pension consulting. James also holds a Certified Financial Planner designation. Cetera Investment Advisers LLC has a long history of providing investment advice and financial planning services to individuals, families, businesses, and institutions. The firm has offices across the United States and serves clients in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
06/29/2023 - Present
Cetera Investment Advisers LLC (WILMINGTON DE)
DE
05/03/2004 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NEW CASTLE DE)
IL
12/17/2003 - 05/11/2004
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
IA
Issued 01/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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