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James Arthur Worden is a financial advisor with over 20 years of experience in the industry. James is registered with The Wealth Consulting Group, Straightway Financial LLC, and is a Chartered Financial Analyst. James specializes in providing financial planning, portfolio management, and pension consulting services. James has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
01/01/2025 - Present
THE Wealth Consulting Group (LAS VEGAS NV)
CA
07/13/2019 - 02/10/2020
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
07/11/2012 - 07/15/2019
AW SECURITIES (FOLSOM CA)
CA
01/23/2009 - 05/01/2012
SECURITIES AMERICA, INC. (FOLSOM CA)
CA
01/27/2009 - 07/06/2010
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
OH
01/16/2002 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (CINCINNATI OH)
CA
01/26/2000 - 01/04/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
07/09/1999 - 01/10/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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