Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sutherland is a financial professional with over 10 years of experience in the industry. James is currently registered with Tourmaline Partners, LLC. James is licensed to provide investment advice in 16 states and holds the Series 63, Series 7, Series 55, and Series 57 licenses. James was previously registered with Interactive Brokers LLC and Timber Hill LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/03/2016 - Present
Tourmaline Partners, LLC (STAMFORD CT)
CT
12/02/2015 - 10/17/2016
INTERACTIVE BROKERS LLC (GREENWICH CT)
CT
05/23/2003 - 11/10/2005
TIMBER HILL LLC (GREENWICH CT)
BC
Issued 12/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 57 - Securities Trader Exam
BC
Issued 12/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/12/2004
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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