Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arthur Sobania is a financial professional with over 20 years of experience in the industry. James is registered with Pruco Securities, LLC and has been with the firm since April 2003. He is also an Investment Advisor Representative (IAR) in Minnesota. James holds a Series 66, Series 26, Series 7 and SIE licenses and is a Chartered Financial Consultant. James offers financial services to a variety of clients, including individuals, families, businesses, and trusts. He is committed to providing his clients with personalized financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MN
11/26/2013 - Present
Pruco Securities, LLC (ST. LOUIS PARK MN)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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