Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arthur Rumph II is an investment advisor representative with Edward Jones and has been in the financial services industry since January 17, 2016. James Rumph II is registered with FINRA as a registered representative and with the state of California as an investment advisor representative. James Rumph II has worked for Edward Jones since February 2023. Prior to that, James Rumph II worked at J.P. MORGAN SECURITIES LLC, TD AMERITRADE, INC., and PFS INVESTMENTS INC. James Rumph II holds Series 6, 7, 63, and 66 securities licenses and the SIE exam. James Rumph II specializes in retirement planning, estate planning, education planning, and business planning. James Rumph II is committed to providing personalized financial advice to help clients achieve their financial goals. Edward Jones is a Fortune 500 company with over 19,000 financial advisors in the United States and Canada. The firm provides financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/20/2023 - Present
Edward Jones (Marina Del Rey CA)
CA
06/13/2018 - 05/04/2021
J.P. MORGAN SECURITIES LLC (EL SEGUNDO CA)
CA
01/10/2017 - 06/01/2018
TD AMERITRADE, INC. (SANTA MONICA CA)
CA
04/23/2015 - 10/14/2016
J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)
AL
11/04/2013 - 03/30/2015
PFS INVESTMENTS INC. (HOOVER AL)
BOTH
Issued 02/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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