Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rodriguez colom is a financial advisor with over 30 years of experience in the industry. James is currently registered with X-Square Capital and holds both Series 63 and Series 65 licenses. James has previously worked with Santander Securities, Popular Securities, Inc., CS First Boston Corporation, and First Boston (Puerto Rico), Inc. James's expertise includes portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. James is also a Senior Vice President at X-Square Capital, where James manages investment portfolios for a variety of clients, including corporations, insurance companies, investment companies, individuals, and pension and profit-sharing plans. James is committed to providing his clients with personalized financial advice and investment strategies tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Ad hoc expert consulting fees
1
2
PR
04/27/2016 - Present
X-Square Capital (GUAYNABO PR)
PR
04/26/2005 - 10/29/2010
SANTANDER SECURITIES (PONCE PR)
PR
08/09/1989 - 05/12/2005
POPULAR SECURITIES, INC. (SAN JUAN PR)
NA
08/09/1989 - 05/24/1995
CS FIRST BOSTON CORPORATION
NY
10/19/1983 - 05/24/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
02/04/1985 - 05/23/1989
FIRST BOSTON (PUERTO RICO), INC.
IA
Issued 04/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1994
Series 24 - General Securities Principal Examination
BC
Issued 04/23/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Rodriguez colom is the right advisor for you? Invested Better is here to help.
