linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Arthur Riggs

Realta Equities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Arthur Riggs

James Arthur Riggs is a financial advisor with over 30 years of experience in the industry. James is currently registered with Realta Equities, Inc. and has previously worked with firms such as WEILD & CO., MOLONEY SECURITIES CO., INC., H. BECK, INC., FSC SECURITIES CORPORATION, INVESTMENT MANAGEMENT & RESEARCH, INC, LINCOLN INVESTMENT PLANNING, INC., and EQUITY SERVICES, INC. James holds several licenses and certifications including Series 6, 7, 63, 65, and 24. James's commitment to providing comprehensive financial advice is evident in their extensive industry knowledge and proven track record.

Firm Information

James Riggs is currently registered with Realta Equities, Inc.. Realta Equities, Inc. is a Corporation formed on January 24, 1989. The firm is registered in 52 states and is also SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Riggs’s Registration & Firm History

DE

06/16/2022 - Present

Realta Equities, Inc. (WILMINGTON DE)

CO

12/11/2019 - 08/03/2020

WEILD & CO. (BOULDER CO)

VA

06/14/2012 - 12/31/2017

MOLONEY SECURITIES CO., INC. (RICHMOND VA)

MD

10/24/1990 - 12/31/1997

H. BECK, INC. (ROCKVILLE MD)

GA

04/21/1986 - 10/29/1990

FSC SECURITIES CORPORATION (ATLANTA GA)

NA

05/14/1985 - 04/09/1986

INVESTMENT MANAGEMENT & RESEARCH, INC

NA

11/17/1982 - 04/18/1985

LINCOLN INVESTMENT PLANNING, INC.

NA

01/27/1982 - 11/19/1982

EQUITY SERVICES, INC.

Not sure if James Arthur Riggs is right for you?

Licenses & Designations

BC

Issued 07/12/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/19/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2012

Series 7 - General Securities Representative Examination

BC

Issued 01/20/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Arthur Riggs.
Not sure if James Arthur Riggs is right for you?