Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arthur Rice is a financial advisor with Osaic Wealth, Inc. based in BELMAR, NJ. James has over 37 years of experience in the financial services industry. James is a Certified Financial Planner™ and holds Series 6, 7, 22, 24, 27, 53, 66, 99TO, and SIE licenses. James provides financial planning, portfolio management, and investment advice to a wide range of clients, including individuals, families, businesses, and retirement plans. James is also a registered investment advisor in Florida, Illinois, New Jersey, and Pennsylvania. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/14/2019 - Present
Osaic Wealth, Inc. (BELMAR NJ)
NJ
10/02/1985 - 04/22/2008
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
BOTH
Issued 10/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/07/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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