Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arthur Pappas is a financial professional with over five years of experience in the industry. James is currently registered with TP Icap Global Markets Americas LLC and holds the Securities Industry Essentials Examination (SIE) and Series 99 licenses. James previously worked at Tullett Prebon Financial Services LLC, demonstrating a consistent dedication to the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/20/2018 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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