Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Arthur Koch is a securities professional registered with Houlihan Lokey Capital, Inc. in New York, NY. James Koch holds the Series 63, Series 79TO, and SIE licenses. James Koch has been in the industry for over a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/18/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 12/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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