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James Arthur Bianco

Arbor Research & Trading, LLC

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About James Arthur Bianco

James Bianco is a financial advisor with over 30 years of experience in the securities industry. James currently works for Arbor Research & Trading, LLC and is registered in Illinois. James has held previous positions at BIANCO RESEARCH SECURITIES, LLC, UBS SECURITIES INC., CS FIRST BOSTON CORPORATION and SHEARSON LEHMAN BROTHERS INC. James has passed the Series 3, 7, 24 and 63 exams.

Firm Information

James Bianco is currently registered with Arbor Research & Trading, LLC. Arbor Research & Trading, LLC is a Limited Liability Company formed in June 2012. The firm is registered with the SEC and in 18 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bianco’s Registration & Firm History

IL

11/30/1990 - Present

Arbor Research & Trading, LLC (LAKE BARRINGTON IL)

IL

10/17/2000 - 11/15/2004

BIANCO RESEARCH SECURITIES, LLC (CHICAGO IL)

NY

05/10/1989 - 11/02/1990

UBS SECURITIES INC. (NEW YORK NY)

NY

11/03/1987 - 02/25/1989

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NA

07/21/1987 - 11/12/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 08/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

BC

Issued 10/23/1984

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Arthur Bianco.
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