Unclaimed
James Bianco is a financial advisor with over 30 years of experience in the securities industry. James currently works for Arbor Research & Trading, LLC and is registered in Illinois. James has held previous positions at BIANCO RESEARCH SECURITIES, LLC, UBS SECURITIES INC., CS FIRST BOSTON CORPORATION and SHEARSON LEHMAN BROTHERS INC. James has passed the Series 3, 7, 24 and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/30/1990 - Present
Arbor Research & Trading, LLC (LAKE BARRINGTON IL)
IL
10/17/2000 - 11/15/2004
BIANCO RESEARCH SECURITIES, LLC (CHICAGO IL)
NY
05/10/1989 - 11/02/1990
UBS SECURITIES INC. (NEW YORK NY)
NY
11/03/1987 - 02/25/1989
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
07/21/1987 - 11/12/1987
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 08/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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