Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Klotz is a financial professional with over 45 years of experience in the industry. James currently works as a Registered Principal at Fmsbonds, Inc., a firm that is headquartered in Boca Raton, Florida. James also has extensive experience in the securities industry having held previous positions at First Miami Securities Pension Services Corporation and J. B. Hanauer & Co. James is a registered representative in Florida, New Jersey, New York and Ohio, and holds a variety of securities licenses, including Series 7, Series 24, Series 27, Series 40, Series 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/24/1979 - Present
Fmsbonds, Inc. (BOCA RATON FL)
NA
01/31/1995 - 07/24/1995
FIRST MIAMI SECURITIES PENSION SERVICES CORPORATION
NA
01/02/1976 - 11/05/1978
J. B. HANAUER & CO.
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1978
Series 40 - Registered Principal Examination
BC
Issued 09/19/1978
F04 - Financial Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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