Unclaimed
James Arlo Felch is a financial professional registered with Northwestern Mutual Investment Services, LLC. James has been in the industry since April 2024 and holds the Series 63, Series 6TO and SIE exams. James is registered in Pennsylvania and New Jersey. James is located at Northwestern Mutual Investment Services, LLC's office at 1000 Continental Drive, Suite 695, King of Prussia, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
04/04/2024 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
BC
Issued 05/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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