Unclaimed
James Arlen Dempsey is a financial advisor with Centennial Securities Company, Inc., a firm with over $1 billion in assets under management. James has been a registered representative since 1991 and holds the Series 63, Series 7 and SIE licenses. James also holds the Series 65 license which allows him to act as an Investment Advisor Representative. James has a strong background in financial planning, portfolio management and retirement planning and is an Advanced Planning Specialist with Farm Bureau Insurance of MI. James specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations and pension plans. James is a registered Investment Advisor Representative in Michigan, California, Florida, Ohio and is a registered representative in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
11/10/2022 - Present
Centennial Securities Company, Inc. (GRAND RAPIDS MI)
MI
02/11/2002 - 09/23/2019
FB EQUITY SALES CORPORATION OF MICHIGAN (LANSING MI)
MI
11/06/1992 - 02/05/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
NA
11/26/1991 - 12/05/1992
THE TRADING DESK, INC.
IA
Issued 11/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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