Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee has been a registered representative for over 28 years. James is a registered representative of MML Investors Services, LLC. James has been with MML Investors Services, LLC for over 7 years and has a history of working in the financial industry with firms such as MSI Financial Services, Inc., Metropolitan Life Insurance Company, Raymond James Financial Services, Inc. and Edward D. Jones & Co., L.P. James currently has a Series 7, 62, 63, and 66. James is also registered in 31 states and the District of Columbia. James has a history of working with individuals, corporations, businesses, trusts, foundations, and endowments. James provides financial planning, educational seminars, and asset allocation programs to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
03/25/2017 - Present
MML Investors Services, LLC (Columbia MD)
MD
10/27/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ELKRIDGE MD)
MD
10/27/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BALTIMORE MD)
FL
04/05/1999 - 10/11/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
10/10/1996 - 10/09/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
10/10/1995 - 07/30/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
FL
06/28/1995 - 10/06/1995
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
NY
08/30/1994 - 06/28/1995
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 7/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/1994
Series 7 - General Securities Representative Examination
BC
Issued 8/18/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure James Lee is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
