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James Archibald stuart Bonner

Herbert J. Sims & CO, Inc.

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About James Archibald stuart Bonner

James Archibald Stuart Bonner is a securities professional with over 30 years of experience in the financial services industry. Bonner has a wide range of experience, having worked for firms such as P.R. Gilboy & Associates, Inc., BANC OF AMERICA SECURITIES LLC, NATIONSBANC CAPITAL MARKETS, INC., and NCNB SECURITIES, INC. Bonner is currently registered with Herbert J. Sims & CO, Inc. and holds licenses Series 7, 24, 52TO, 63 and SIE. Bonner has a proven track record of success in the industry and is committed to providing clients with the highest quality of service.

Firm Information

James Bonner is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bonner’s Registration & Firm History

NC

10/03/2017 - Present

Herbert J. Sims & CO, Inc. (CHARLOTTE NC)

NC

04/05/2007 - 10/10/2017

P.R. GILBOY & ASSOCIATES, INC. (CHARLOTTE NC)

NC

10/05/1998 - 03/05/2007

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

NY

05/08/1990 - 11/19/1996

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

MA

01/22/1986 - 05/14/1990

NCNB SECURITIES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Archibald stuart Bonner.
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