Unclaimed
James Anthony Zahradnick is an active Registered Representative with Commonwealth Financial Network. James has been in the industry since November 1, 1990, and has worked with several financial institutions. James is a well-seasoned professional with over 30 years of experience in the financial industry. James has a diverse skillset that includes financial planning, portfolio management and investment strategies. James is dedicated to providing comprehensive financial guidance to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/18/2023 - Present
Commonwealth Financial Network (WALTHAM MA)
CO
11/02/2021 - 02/07/2023
PERSHING LLC (Greenwood Village CO)
CO
12/11/2018 - 02/07/2023
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
IL
04/09/2015 - 10/08/2018
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
TX
01/22/2014 - 04/09/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
FL
02/11/1994 - 07/02/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
11/10/1989 - 02/23/1994
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
02/03/1989 - 09/13/1989
MARSHALL DAVIS, INC.
NA
09/20/1988 - 01/17/1989
DEAN WITTER REYNOLDS INC.
BC
Issued 12/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/17/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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