Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Womack is a financial advisor with over 13 years of experience in the financial services industry. James is currently registered with Cambridge Investment Research Advisors, Inc. in Asheville, NC. James previously worked for Commonwealth Financial Network, Cambridge Investment Research, Inc., LPL Financial LLC and Edward Jones. James holds FINRA Series 7, 24, 66 and SIE licenses and is registered with the states of California, Connecticut, Florida, Kentucky, Maryland, North Carolina, South Carolina, South Dakota and Tennessee. James specializes in working with high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, state or municipal government entities and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
07/02/2020 - Present
Cambridge Investment Research Advisors, Inc. (Asheville NC)
NC
03/01/2017 - 07/09/2020
COMMONWEALTH FINANCIAL NETWORK (ASHVILLE NC)
NC
02/14/2014 - 03/30/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (ASHEVILLE NC)
NC
12/15/2011 - 02/18/2014
LPL FINANCIAL LLC (ASHEVILLE NC)
NC
07/31/2008 - 12/19/2011
EDWARD JONES (ASHEVILLE NC)
BOTH
Issued 08/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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