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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Ward is a financial advisor with LPL Financial LLC based in Langhorne, PA. James Anthony Ward has been in the financial services industry for over 10 years. James Anthony Ward is licensed in 52 states, and has passed exams for Series 66, Series 10, Series 9, Series 99TO, Series 7TO, and SIE. Previously James Anthony Ward was a financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. James Anthony Ward specializes in investment management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/05/2024 - Present
LPL Financial LLC (LANGHORNE PA)
NJ
10/14/2019 - 02/29/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 11/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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