Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Wallace is a registered representative with Foreside Fund Services, LLC and has been in the securities industry since January 22, 2013. James is registered in 53 states and holds the Series 7, Series 63, and SIE licenses. James is currently located at 400 Atlantic St, Suite 1000 in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/23/2013 - Present
Foreside Fund Services, LLC (Stamford CT)
BC
Issued 06/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Wallace is the right advisor for you? Invested Better is here to help.
