Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Tomik is a financial advisor with over 30 years of experience in the financial services industry. James has been registered with Cetera Investment Advisers LLC since 2023. Previously, he was a registered representative with Summit Brokerage Services, Inc. and VSR Financial Services, Inc. James holds a Series 7, Series 9, Series 10, and Series 63 license. James specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and retirement plans. James is also a Certified Financial Planner (CFP®) and a Chartered Financial Consultant (ChFC®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/25/2023 - Present
Cetera Investment Advisers LLC (LAND O LAKES FL)
FL
07/14/2008 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Sarasota FL)
FL
07/02/2008 - 07/11/2008
VSR FINANCIAL SERVICES, INC. (TAMPA FL)
FL
10/09/1992 - 07/03/2008
J. B. HANAUER & CO. (TAMPA FL)
BC
Issued 2/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/6/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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