Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Strainer is an investment advisor representative with Stifel, Nicolaus & Company, Inc. in Kalispell, MT. James has been in the securities industry since 1970. James is registered with the state of Montana and holds a Series 63, Series 65, Series 7TO, Series 9, Series 10, Series 12, Series 15, Series 24, Series 4, Series 40, Series 5, and Series 53. James has previously worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., DREXEL BURNHAM LAMBERT INCORPORATED, DEAN WITTER REYNOLDS INC., THOMSON MCKINNON SECURITIES INC., and J. N. RUSSELL INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
11/10/2010 - Present
Stifel, Nicolaus & Company, Inc. (KALISPELL MT)
MT
06/01/2009 - 12/03/2010
MORGAN STANLEY SMITH BARNEY (KALISPELL MT)
MT
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KALISPELL MT)
NA
02/02/1982 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/06/1980 - 02/17/1982
DEAN WITTER REYNOLDS INC.
NA
01/29/1973 - 09/04/1980
THOMSON MCKINNON SECURITIES INC.
NA
06/12/1970 - 02/01/1973
J. N. RUSSELL INC.
IA
Issued 04/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/04/1985
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 04/07/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 02/25/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 03/11/1966
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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