Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Stark is a financial advisor with over 20 years of experience in the industry. He has a wide range of experience, having worked for several firms including NYLIFE Securities LLC, M&T Securities, Inc., and now LPL Financial LLC. James has a strong track record of providing financial advice to a variety of clients, including individuals, families, businesses, and retirement plans. James is committed to helping his clients achieve their financial goals. He provides a personalized approach to financial planning and investment management. James has a comprehensive understanding of the financial markets and is committed to staying up-to-date on the latest industry trends.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/15/2021 - Present
LPL Financial LLC (BUFFALO NY)
NY
11/19/2015 - 07/06/2021
M&T SECURITIES, INC. (BUFFALO NY)
NY
09/24/1998 - 05/18/2015
NYLIFE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 08/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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