Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Spina has been in the financial industry since 1990. James is currently registered with Osaic Wealth, Inc. and has held previous roles with Woodbury Financial Services, Inc. James has a wide range of experience in financial services, including insurance sales, investment real estate, and portfolio management. James holds Series 6, 7, 24, 26, 63, and 65 licenses, and is registered in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/19/2024 - Present
Osaic Wealth, Inc. (COSTA MESA CA)
CA
02/05/1990 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (COSTA MESA CA)
IA
Issued 03/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/25/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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