Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Serratelli is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Ameriprise Financial Services, LLC, and has a wide range of experience in helping clients with financial planning, asset allocation services, and portfolio management. James previously worked with a number of other firms including Questar Capital Corporation, Sammons Securities Company, LLC, MML Investors Services, Inc., MetLife Securities Inc., and John Hancock Mutual Life Insurance Company. James holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. James is a dedicated professional, and has a strong commitment to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
09/30/2024 - Present
Ameriprise Financial Services, LLC (Bethlehem PA)
PA
04/11/2014 - 05/04/2018
QUESTAR CAPITAL CORPORATION (BETHLEHEM PA)
PA
09/12/2012 - 04/17/2014
SAMMONS SECURITIES COMPANY, LLC (BETHLEHEM PA)
PA
08/06/2010 - 09/27/2012
QUESTAR CAPITAL CORPORATION (BEHLEHEM PA)
PA
05/14/2010 - 08/02/2010
SAMMONS SECURITIES COMPANY, LLC (BETHLEHEM PA)
PA
01/02/2009 - 12/02/2009
QUESTAR CAPITAL CORPORATION (BETHLEHEM PA)
PA
11/29/2005 - 12/12/2008
MML INVESTORS SERVICES, INC. (CENTER VALLEY PA)
MA
06/23/2003 - 11/10/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/23/2003 - 11/10/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
10/07/2002 - 05/29/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/30/2001 - 08/29/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
06/10/1994 - 04/18/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/10/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
08/17/1992 - 05/11/1994
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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