Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sawczyszyn is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. James has been in the financial services industry since 1992, and his expertise includes financial planning, investment management, and non-variable insurance. He holds Series 6, 7, 26, 63, and 65 licenses and has a strong track record of providing customized financial solutions to individuals, families, and businesses. He is dedicated to helping clients achieve their financial goals and is committed to building long-term relationships with them. James is registered with the states of Florida, Maryland, Nebraska, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, West Virginia, and Wyoming. He has also been a registered representative with PRUCO Securities, LLC. and OSAIC FS, INC. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WV
08/08/2024 - Present
LPL Financial LLC (MORGANTOWN WV)
WV
08/10/2006 - 08/05/2024
OSAIC FS, INC. (MORGANTOWN WV)
PA
04/27/1992 - 06/16/2006
PRUCO SECURITIES, LLC. (PITTSBURGH PA)
NJ
04/27/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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