Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Ritchey is a financial advisor with LPL Financial LLC, working from their Lancaster, PA office. James has been in the financial services industry since 1998 and holds Series 6, 7, 63, and 66 licenses. James has previously worked with firms including Cambridge Investment Research, Inc., Princor Financial Services Corporation, ING Financial Partners, Inc., Locust Street Securities, Inc., Equity Services, Inc., Sunset Financial Services, Inc., and American Financial Associates, Inc. James offers a range of financial services, including investment advice, portfolio management, financial planning, pension consulting, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/26/2018 - Present
LPL Financial LLC (LANCASTER PA)
PA
07/18/2012 - 08/03/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Lancaster PA)
PA
08/09/2005 - 07/25/2012
PRINCOR FINANCIAL SERVICES CORPORATION (LANCASTER PA)
CT
01/01/2004 - 08/01/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
05/06/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
VT
04/09/2002 - 04/29/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
MO
05/15/1996 - 01/14/1998
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
PA
08/11/1993 - 12/26/1995
AMERICAN FINANCIAL ASSOCIATES, INC. (EASTON PA)
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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