Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ray is an Investment Advisor Representative licensed to offer financial advice in 18 states. James is associated with Ameriprise Financial Services, LLC, and has been working in the financial industry since October 3, 2016. James's current office is in Metairie, Louisiana. James has a total of 18 active state registrations, including licenses in Alabama, California, Colorado, Florida, Georgia, Illinois, Louisiana, Maryland, Mississippi, Missouri, Oklahoma, South Carolina, Tennessee, Texas, Virginia and Washington. James has also passed the following securities exams: Uniform Combined State Law Examination, Securities Industry Essentials Examination and General Securities Representative Examination. James currently offers asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/08/2017 - Present
Ameriprise Financial Services, LLC (Metairie LA)
BOTH
Issued 11/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Ray is the right advisor for you? Invested Better is here to help.
