Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Pupillo is an investment advisor representative with Newedge Advisors, LLC doing business as (DBA) LDI Advisers. James has been in the industry since 1987. James has been registered with Hightower Securities, LLC, Morgan Stanley Smith Barney and Citigroup Global Markets Inc. James has also been registered with Lehman Brothers Inc. and E. F. Hutton & Company Inc. James is registered with the state of Arizona as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
09/18/2024 - Present
Newedge Advisors (NEW ORLEANS LA)
AZ
01/20/2012 - 01/25/2018
HIGHTOWER SECURITIES, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 01/27/2012
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/20/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure James Pupillo is the right advisor for you? Invested Better is here to help.
