Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Pumo is a registered representative at Mizuho Securities USA LLC. James is licensed in 52 states and has been in the securities industry since 2010. James holds the Series 7, Series 63, Series 79TO and SIE exams. James was previously registered with Zeus Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
FL
08/12/2010 - 09/15/2010
ZEUS SECURITIES, INC. (BOCA RATON FL)
BC
Issued 04/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/26/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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