Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Oneill is a financial advisor who has been in the industry since November 16, 1997. James Oneill is currently registered with Empower Financial Services, Inc. James Anthony Oneill is also registered with the states of Connecticut, Florida, New Jersey, New York and Pennsylvania. James Anthony Oneill holds the Series 63, Series 7 and SIE exams. Previously, James Oneill was registered with Prudential Investment Management Services LLC and Fleet Enterprises, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/04/2022 - Present
Empower Financial Services, Inc. (Scranton PA)
PA
12/09/1998 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
NY
06/03/1996 - 06/24/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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