Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Oday is a financial advisor currently registered with Chardan Capital Markets LLC. James has been in the securities industry since October 24, 1996. James has a Series 7, Series 63, and SIE license. James is registered in 9 states. James was previously registered with UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2017 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NY
10/25/1996 - 08/11/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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