Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Nelson is a financial advisor with over 30 years of experience in the industry. James is currently registered with International Assets Investment Management, LLC, a registered investment advisor (RIA) firm with offices in Orlando, Florida, and Evans City, Pennsylvania. James offers a range of financial planning and investment advisory services to individuals, families, and businesses. Prior to joining International Assets Investment Management, LLC, James was associated with LPL Financial LLC, LINSCO/Private Ledger Corp, and WS Griffith Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/18/2017 - Present
International Assets Investment Management, LLC (EVANS CITY PA)
PA
06/04/2004 - 03/28/2017
LPL FINANCIAL LLC (EVANS CITY PA)
CT
03/15/1993 - 06/15/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
06/17/1985 - 03/15/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 04/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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