Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Mitchell is an active investment advisor representative in both the broker-dealer and investment advisor capacity. Mitchell holds a Series 66 registration and has been in the financial services industry since 1974. Mitchell is currently employed by Mutual Of Omaha Investor Services, Inc., and also holds a Series 26 registration. Mitchell specializes in providing financial planning and portfolio management for individuals. Mitchell is also an insurance agent specializing in life, health, disability, long-term care, critical illness, annuities, and Medicare supplement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
AL
06/27/2014 - Present
Mutual OF Omaha Investor Services, Inc. (GORDO AL)
BOTH
Issued 06/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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