Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony McNamara is a financial advisor at RBC Capital Markets, LLC. James has been in the industry since 1994 and has a wide range of experience in financial services. James is registered with the state of New York. James specializes in providing financial advice to a variety of clients, including individuals, businesses, and institutions. James is dedicated to providing his clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/30/2017 - Present
RBC Capital Markets, LLC (WILLIAMSVILLE NY)
NY
01/01/2005 - 10/24/2011
HSBC SECURITIES (USA) INC. (LEWISTON NY)
NY
01/05/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/04/1997 - 12/23/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
09/25/1995 - 04/18/1997
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
12/06/1994 - 10/09/1995
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
NJ
02/01/1994 - 06/15/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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