Unclaimed
James Longo is a financial professional with a career spanning over five years. James has a broad knowledge base in the securities industry, having passed the Series 7, Series 99TO, and SIE exams. James currently works for Prime Capital Markets, LLC as a registered representative in Chicago, Illinois. James previously held the same role at AARDVARK SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/13/2023 - Present
Prime Capital Markets, LLC (CHICAGO IL)
IL
05/15/2017 - 09/30/2022
AARDVARK SECURITIES LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
Not sure James Longo is the right advisor for you? Invested Better is here to help.