Unclaimed
James Anthony Lintz is a financial professional with over 20 years of experience in the industry. James is currently registered with Allstate Financial Services, LLC in Lincoln, NE. James has held previous positions at AFD, INC. and Allstate Financial Services, LLC. James holds the Series 6, 7, 24, 26, 51, and 63 licenses. James is also a registered representative of the state of Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/14/2003 - Present
Allstate Financial Services, LLC (Lincoln NE)
IL
04/08/2002 - 12/06/2002
AFD, INC. (NORTHBROOK IL)
NE
05/17/2001 - 04/29/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BC
Issued 03/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/13/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/12/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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