Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Komoszewski is a financial advisor with over 20 years of experience in the financial services industry. James is currently registered with Cetera Investment Advisers LLC and Advisornet Wealth Partners. James has a wide range of experience in providing financial advice to individuals and businesses. James holds the Series 7, Series 24, Series 63 and Series 66 licenses. James also holds a SIE designation. James is committed to providing his clients with the highest level of service and expertise. James is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MINNETONKA MN)
ND
06/15/2012 - 09/10/2018
INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)
CA
10/19/2015 - 05/31/2016
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
10/19/2015 - 05/26/2016
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
10/19/2015 - 05/25/2016
SII INVESTMENTS, INC. (APPLETON WI)
CA
12/18/2008 - 06/19/2012
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
07/21/2004 - 12/19/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
FL
10/31/2003 - 07/26/2004
INVESTACORP, INC. (MIAMI FL)
MA
04/29/2002 - 12/04/2003
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CA
04/30/2001 - 11/18/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
11/21/2000 - 04/19/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 01/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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