Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Johnson is a registered investment advisor representative with Scf Investment Advisors, Inc. James has been in the securities industry since 1987. James has a broad experience in investment advisory services and specializes in financial planning, pension consulting, educational seminars, and selection of other advisers. James is a licensed investment advisor representative in Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
11/06/2015 - Present
SCF Investment Advisors, Inc. (SALT LAKE CITY UT)
UT
05/29/2014 - 11/05/2015
SECURITIES AMERICA, INC. (Salt Lake City UT)
UT
05/30/2003 - 06/02/2014
NATIONS FINANCIAL GROUP, INC. (SALT LAKE CITY UT)
NY
03/02/1998 - 06/12/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/08/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
09/03/1993 - 01/29/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/22/1987 - 09/13/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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