Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anthony Enriquez is a financial advisor with LPL Financial LLC. James has been in the financial industry since November 2010 and has experience with Ameriprise Financial Services, LLC, and Edward Jones. James holds Series 7 and 66 licenses, as well as the SIE designation. James is also a Certified Financial Planner. James is registered to offer investment advice in 17 states. In addition to working for LPL Financial LLC, James is also involved with Strategic Insights Financial Planning Group, Pinnacle Integrated Solutions, LLC, Adaptive Tax Planning, LLC and Executive In Residence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/27/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
03/10/2017 - 04/03/2024
AMERIPRISE FINANCIAL SERVICES, LLC (McAllen TX)
TX
11/04/2010 - 03/14/2017
EDWARD JONES (WESLACO TX)
BOTH
Issued 11/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Enriquez is the right advisor for you? Invested Better is here to help.
